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Trusted by leading compliance and financial services firms.
Real-time regulatory compliance monitoring that scans every AI interaction, blocks violations before they happen, and keeps your institution audit-ready.
See how BastionAI intercepts, rewrites, and blocks non-compliant AI content in real time — before it ever reaches a client.
Financial professionals are rapidly adopting AI without the controls required by regulators. This ungoverned use creates massive exposure.
AI models generate investment advice and performance claims that violate SEC marketing rules and fiduciary obligations.
LLMs fabricate returns, statistics, and financial data that could constitute fraud if shared with clients.
Sensitive client data and non-public information can be exposed to external AI models without safeguards.
Firms have no record of AI-generated communications, leaving compliance teams blind during regulatory exams.
Firms are responsible for all AI-generated communications. — SEC & FINRA Enforcement
BastionAI doesn't just screen external communications. Our AI compliance engine works across every layer of your firm's operations.
Every outbound email, text, and social media post passes through our AI membrane in real time. Clear violations are blocked instantly. Clean communications flow through without delay.
Intra-firm communications carry the same compliance risk as external ones. BastionAI monitors internal channels to catch issues before they become violations — without slowing your team down.
For gray-area items, BastionAI doesn't just flag — it guides. The system surfaces regulatory considerations, suggests disclosure language, identifies training opportunities, and flags potential business model changes for review.
BastionAI provides comprehensive compliance controls that make AI deployable and compliant — operating silently behind the scenes.
Detects sensitive information and prompts that may trigger inappropriate AI output, preventing risky content from reaching external LLMs.
Real-time ProtectionBlocks or transforms AI responses containing performance claims, hallucinations, misleading statements, or unapproved guidance.
Content FilteringApplies firm-specific rules based on user role, department, or jurisdiction, automatically inserting disclaimers or restricting response types.
Core IPEvaluates each interaction for regulatory exposure and assigns a 1–10 score, helping supervisors prioritize reviews.
AI-PoweredAutomatically masks or strips sensitive data before it exits the firm, maintaining workflow continuity while protecting confidentiality.
Data ProtectionRecords all prompts, outputs, policy decisions, and risk scores in an immutable history, generating exam-ready documentation.
Supervisory ReviewEvery AI interaction passes through multiple compliance checkpoints, ensuring regulatory adherence while maintaining seamless user experience.
Advisor sends prompt
PII & risk detection
Any LLM processes
Policy enforcement
Immutable record
User sends a prompt through BastionAI's secure gateway
Input scanner detects PII, insider info, and sensitive data
Clean prompt is routed to the approved AI model
Output scanner enforces compliance rules and policies
Every interaction is logged with full audit trail
BastionAI operationalizes compliance with the most critical regulatory frameworks governing financial communications and AI usage.
High reliance on AI for client communications with strict fiduciary and advertising rules creating immediate compliance gaps.
Use AI for onboarding, education, and portfolio insights. Must prevent unauthorized investment advice and consumer harm.
FINRA oversight requires record-keeping and pre-review of communications. AI introduces suitability and supervision challenges.
Banking regulators expect robust AI oversight and model governance. Insurance firms must prevent misleading AI-generated statements.
HIPAA filtering, PHI controls, privilege breach prevention. Expanding into highly regulated verticals where AI risk is acute.
As AI becomes universal, every company needs a single compliance and supervision layer. BastionAI becomes the standard firewall.
SaaS recurring revenue model with transparent, predictable pricing.
Trusted by leading compliance and financial services firms.
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